The Securities and Exchange Commission's plan to modernize its definition of a small business by increasing the AUM thresholds under which investment advisors are deemed small entities would result in ...

Fidelity has agreed to pay $2.5 million to settle a class action lawsuit over a 2024 data breach. A U.S. district judge in ...

Legislators want answers from the agency's commissioner about troubling staff reassignments and ongoing customer service issues.

The Philanthropy 50 counted gifts by donors' family foundations and donor-advised funds but excluded disbursements from them.

The projections are particularly challenging for couples with high prescription drug costs, the Employee Benefit Research Institute finds.

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Principal Deputy Director Sam Waldon has been named acting director, effective Monday. Ryan became the SEC's enforcement chief on Sept. 2, 2025. The commission is expected to announce a permanent ...

The firm would also provide capital support for a sister company, Sentinel Security Life, the insurers' parent says.

The firm is keeping its 3% overweight positioning on equities, according to its latest investment outlook.

What You Need To Know A financial services trade group sued the SEC in June 2024 for failing to produce documents under FOIA on how off-channel communications fines were calculated. In a ruling March ...

The president could resurrect an idea from the Obama administration, former Treasury official Mark Iwry predicts.

A former Texas advisor whose affiliation with LPL Financial ended in 2021 after she was accused of racism in a viral video must pay the firm more than $820,000 in damages and fees, plus interest, an ...